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 REPORT 0105B - JANUARY 2005

Factors Controlling Growth in the Number of Faculty from Underrepresented Groups in Engineering Colleges

 

Introduction

Growth in the number of engineering faculty who are African, Hispanic, Native and Asian Americans in engineering colleges in US universities has been of high priority for several decades. The benefits of such growth have been discussed by others and there is no need to restate them here. The present study considered the factors that control the increase in the number faculty members from these groups.

Emphasis will be placed on comparison of doctorates awarded over the last two decades to the numbers of faculty. Since essentially all candidates for faculty positions hold doctoral degrees, special attention will be given to the transition from doctoral student to assistant professor.

Total Engineering Doctorates and Faculty

Baseline data for doctoral degrees awarded (total and US citizens) and faculty data (three academic ranks) are shown in the graph below. The only faculty data available are for Fall 2001 through Fall 2003.

Total engineering doctorates were constant from AY1998-99 through AY2002-03. The increase in AY2003-04 is the beginning of a new trend that has resulted from the substantial growth in doctoral enrollments beginning in Fall 1998. The decline in doctorates awarded to US citizens beginning in AY1997-98 has reversed as well. Numbers of engineering faculty (each of the three ranks) have increased from Fall 2001 through Fall 2003.

African American Faculty

As shown in the graph below, doctoral degrees awarded to African Americans grew until AY1996-97 and remained constant thereafter. However, the number of assistant professor positions in recent years has been large compared to the doctorates awarded.

Another insight to the number of African Americans in engineering education faculty ranks is presented in the graph below showing relative numbers of doctoral degrees and of faculty in the three academic ranks. The fraction of assistant professors is significantly higher than the fraction of degrees. Although the fraction of full professors is low, it is reasonable to expect that this fraction will increase with time as more African Americans advance through the academic ranks. It is bothersome that the trend for assistant professors does not show the growth exhibited by the more senior ranks.

Clearly, a key issue is the transition of African Americans awarded doctoral degrees to assistant professorships in engineering colleges. This matter encompasses both interest in an academic position and success in obtaining a position.

Engineering Trends compared the total number of doctoral degrees awarded over the six years prior to the assistant professor appointment. Over the period of three years for which assistant professor data are available, 25.1% of African American doctorates made the transition to assistant professor, about twice the fraction for all doctoral degree recipients (12.5%). Thus, since the fraction making the transition is large, any increase in the number making the transition is determined mainly by the number awarded doctoral degrees in engineering.

Hispanic American Faculty

The number of doctoral degrees in engineering awarded to Hispanic Americans reached a maximum in AY1995-96 as shown in the graph below. Since AY1999-00, the number has remained essentially constant. The number of Hispanic Americans holding academic positions in engineering colleges has increased rapidly (especially assistant professors) in spite of the lack of growth in doctoral degrees.

The subsequent graph shows the relative fractions of doctorates awarded and of faculty positions held by Hispanic Americans. The relative number of assistant professors is almost three times the relative number of doctoral degrees and has increased significantly over the three-year period for which data are available.

The rapid growth of Hispanic American engineering faculty under conditions where no growth in doctoral degrees occurred is noteworthy. The number of doctorates awarded in the six years prior to the reported assistant professor data was examined. The average of the ratios for the three years of faculty data indicated that 34.1% of the Hispanic Americans awarded doctoral degrees held assistant professor positions in engineering colleges. This fraction is almost triple the comparable fraction for all doctorates (12.5%). Clearly, the growth in the number of assistant professors derives from the interest of graduate students in academic careers. The rate-limiting step in the growth of the number of Hispanic American engineering faculty members is the lack of growth in the number of doctorates awarded.

Native American Faculty

Analysis of the transition of Native Americans from doctoral graduate students to engineering faculty is complex due to the year-to-year scatter in both the doctoral degree and faculty data.

The two graphs above indicate that the number of engineering doctoral degrees (both degrees and relative numbers of degrees) awarded to Native Americans has been essentially constant for about a decade. In addition, the numbers of assistant professors is about the same as the numbers of doctorates and no indication of growth is apparent.

Comparison of the numbers of doctoral degrees awarded in the six years prior to the assistant professor survey data indicates that only 12.8% (three-year average) of the doctorates made the transition to assistant professor positions in engineering colleges. With annual data for doctoral degrees awarded to Native Americans remaining low and constant and a low fraction of those receiving doctorates making the transition to assistant professor positions, there seems to be little chance for increasing the number of engineering faculty in this group.

Asian American Faculty

Doctorates awarded to Asian American engineering students reached a maximum in AY 1995-96, declined for several years and have been essentially constant of the last five years. The numbers of faculty members in assistant and full professor ranks have grown substantially since Fall 2001. It is noteworthy that the number of full professors is large, indicating that Asian Americans have been entering engineering education over an extended period of time.

The relative numbers of doctorates and faculty are shown in the graph below. It is remarkable that in spite of declining relative numbers of doctoral degrees that have continued since the maximum in AY1995-96, the fraction of Asian American assistant professors has increased significantly since Fall 2001.

Analysis of data for doctorates awarded six years prior to each of the three years for which assistant professor data are available indicates that 40.2% (three-year average) of the doctoral degree recipients pursued careers in engineering education. This fraction is more than triple the comparable number for all doctoral degree recipients (12.5%). Thus, the very high fraction of Asian Americans who receive academic appointments offsets the low fraction that are awarded doctorates. Thus, increases in the numbers of Asian American engineering faculty members is mainly limited by the number receiving doctoral degrees.

Summary

Doctoral degrees awarded to African, Hispanic, Native and Asian American graduate students have remained essentially constant for almost a decade. Marked increases in the number of Hispanic and Asian American assistant professors since Fall 2001 have resulted from large fractions of those receiving doctorates embarking upon careers in engineering education. Presumably, increases in the numbers of doctoral degrees awarded would result in more rapid growth.

Growth in the numbers of African American faculty appears to be limited somewhat by the number making the transition to engineering education as well as by the lack of doctoral degree growth. Native American faculty growth appears to be severely constrained by both the lack of doctoral degree growth and by a very small fraction of doctorate recipients making the transition to engineering education careers.

Acknowledgment

The faculty data for this study originated from the annual surveys of the American Society for Engineering Education. The degree data originated from the annual surveys of the Engineering Workforce Commission of the American Association of Engineering Societies. Engineering Trends acknowledges the efforts of these organizations in providing credible data and expresses its gratitude for their services to the engineering profession. Persons seeking further information about their surveys and the availability survey data should visit the ASEE (www.asee.org) and AAES/EWC (www.aaes.org) Web sites.

Footnotes

Engineering Trends data are compiled mainly from information submitted by universities to the annual surveys of EWC and ASEE. On the very rare occasions where errors in data appear, Engineering Trends corrects the error, if possible, or deletes the data if the error is large enough to alter significantly the trend of the university or the US total.